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Practical Considerations for Firms with Clients in the Digital Assets Markets

Posted on June 21st, 2018 by Bill Reilly

As the popularity of digital assets/distributed ledger technology piques the interests of investors worldwide, firms registered with the SEC, FINRA, CFTC, NFA and the states must be prepared to determine if and how much they are interested in permitting their clients to participate in the volatile digital asset market. If so, as with all other… READ MORE

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Ann Griffith, Esq.,Managing Director

Ann brings over 20 years of extensive experience in Investment Advisor, Broker/Dealer, Capital Markets, and international regulatory and compliance matters.

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