Consolidated Audit Trail Reporting

The Oyster Solutions CAT Reporting Module

 

Manage your Consolidated Audit Trail (CAT) reporting events, errors analysis and validation by aggregating all trading and reporting data into one program.

You can view data from every source by seamlessly combining files from back office providers, OMSs, EMSs and FINRA CAT.  Each trade can be tracked from order entry, through every route and OMS, until sending it to the street.

The Oyster Solutions CAT Application

At Oyster Consulting, we offer both consulting services and proprietary CAT reporting software to help firms meet their reporting obligations. With our deep regulatory experience, our consultants can help you maximize the value of your CAT reporting investment.

Oyster’s CAT Application consolidates CAT reporting events, error analysis and validation data into a central program. Our CAT Application will identify errors, linkage and gaps between vendor data and CAT reported data.

Reduce Costs and Save Time.

Streamline your CAT reporting with our efficient data analysis and repair functionality. Our application allows rapid individual and bulk repairs that cannot be done through the FINRA CAT Portal. Graphic and sequential displays of data enable quick searching, sorting and filtering.

The CAIS Module

Access CAIS reports and underlying source data in a single platform with our CAIS module, which can be used independently or with our CAT Application. Prepare for Full CAIS reporting with ease through the Interim Reporting Obligation. Our web-based GUI provides practical data for efficient error identification, monitoring, and management.

Without the Oyster Consulting team and the tool that they designed for Consolidated Audit Trail reporting, our firm would not have been as prepared for CAT reporting and ahead of the process as we are. The tool has met all of our needs and the Oyster team is able to act quickly to make modifications if necessary. 

Current Client
eBook

Download the Consolidated Audit Trail Services eBook to learn about CAT Transactional Reporting.

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Our Process

Step 01

Discover

We listen to your goals and priorities. We create transformative change by inviting a two-way discussion.

Step 02

Plan

We customize your project by creating a scope and timeline to deliver the best experience for your team.

Step 03

Implement

Oyster maintains consistent communication to monitor and reinforce project goals while completing project deliverables.

Step 04

Deliver

Whether your need is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations.