Consolidated Audit Trail Reporting
The Oyster Solutions Consolidated Audit Trail Module
Manage your Consolidated Audit Trail (CAT) reporting events, errors analysis and validation by aggregating all trading and reporting data into one program.
You can view data from every source by seamlessly combining files from back office providers, OMSs, EMSs and FINRA CAT. Each trade can be tracked from order entry, through every route and OMS, until sending it to the street.
The Oyster Difference
Oyster Consulting provides solutions through our consulting services and our proprietary CAT reporting software. Our consultants use their deep regulatory experience in trade reporting to help firms achieve their CAT reporting obligations and get the most out of their CAT reporting investment.
Oyster’s CAT Application consolidates CAT reporting events, error analysis and validation data into a central program. Our CAT Application will identify errors, linkage and gaps between vendor data and CAT reported data.
Reduce Costs and Save Time.
Our CAT Application’s efficient data analysis and repair functionality saves time while reducing risk, allowing you to focus on other things. Our application allows rapid individual and bulk repairs that cannot be done through the FINRA CAT Portal. Graphic and sequential displays of data enable quick searching, sorting and filtering.
The CAIS Module
The CAIS module can be used with or without the CAT Application to view CAIS reports and the underlying source data in a single platform. Firms can better prepare for Full CAIS reporting through the Interim Reporting Obligation. This module uses web-based GUI that provides firms with practical data so users can efficiently identify, monitor, and manage errors which may impact their reports.
Without the Oyster Consulting team and the tool that they designed for Consolidated Audit Trail reporting, our firm would not have been as prepared for CAT reporting and ahead of the process as we are. The tool has met all of our needs and the Oyster team is able to act quickly to make modifications if necessary.
Current Client
Learn how Oyster Solutions creates a modern, effective compliance program that protects your firm and provides value.
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Our Process
Step 01
Discover
We listen to your goals and priorities. We create transformative change by inviting a two-way discussion.
Step 02
Plan
We customize your project by creating a scope and timeline to deliver the best experience for your team.
Step 03
Implement
Oyster maintains consistent communication to monitor and reinforce project goals while completing project deliverables.
Step 04
Deliver
Whether your need is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations.