Consolidated Audit Trail

Oyster Solutions Consolidated Audit Trail Module – CAT Reporting and CAIS Reporting

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The Oyster Solutions CAT Reporting Module


Manage your Consolidated Audit Trail (CAT) reporting events, errors analysis and validation by aggregating trading and reporting data into one program.

The CAT reporting module allows rapid individual and bulk repairs that cannot be done through the FINRA CAT Portal. Graphic and sequential displays of data enable quick searching, sorting and filtering.

The Oyster Solutions CAT Reporting Module

Our Consolidated Audit Trail reporting software helps firms meet their FINRA CAT reporting obligations.

Oyster’s CAT Application consolidates CAT reporting events, error analysis and validation data into a central program. Our CAT Application will identify errors, linkage and gaps between your data and CAT reporting data.  Our application allows for individual and bulk repairs prior to the FINRA CAT Portal, a feature that enhances the user experience.

  • Integrate – FINRA CAT reporting events integrated with error analysis and validation
  • Identify – View and identify errors and data gaps between vendor and CAT reported data
  • Intelligence – Quick searching, sort and filter functionality
  • Repair – Individual and bulk repairs prior to the FINRA CAT Portal
  • Report – Generate event and repair files for submission to the FINRA CAT reporting portal

CAIS Reporting Module

The CAIS module can be used to view CAIS reports and the underlying source data in a single platform.  This module allows firms to better prepare for Full CAIS reporting through the Interim Reporting Obligation. This module uses web-based GUI that provides firms with practical data so users can efficiently identify, monitor, and manage errors which may impact their reports.

Without the Oyster Consulting team and the tool that they designed for Consolidated Audit Trail reporting, our firm would not have been as prepared for CAT reporting and ahead of the process as we are. The tool has met all of our needs and the Oyster team is able to act quickly to make modifications if necessary. 

Current Client

Download the Consolidated Audit Trail Services eBook to learn about CAT Transactional Reporting.