Operations Management and Advisory Services

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Overcome operational challenges and enhance efficiency with Oyster Consulting’s support.

Operational Challenges 

As an experienced professional, you understand the complexities of settling trades, managing operational processes, and ensuring compliance. The challenges you face as a registered investment advisor or broker-dealer could include:

  • Efficiency and Communications
  • Trade Settlement
  • Statement Management
  • Streamlining Operational Processes
  • Compliance
  • Technology Platforms
  • Vendor Management
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Comprehensive Solutions for Operational Excellence

You work hard to provide a great experience for your clients – we look behind the curtain to make it easier. Optimize your business functions so you can focus on your clients and plan for success. At Oyster Consulting, we provide a wide range of operations services for continuous improvement. Our services include:

  • Clearing Conversion Support: Seamlessly transition between clearing firms or from self-clearing to fully disclosed models.
  • Future Operating Model: Develop and implement an optimized operational framework to support your long-term goals.
  • Platform Review: Evaluate and enhance your current technology platforms for better performance.
  • Technology Review: Ensure your technology stack is up-to-date and aligned with industry standards.
  • Order Management System Reviews: Direct trades to the right venues, optimizing trading efficiency and compliance.
  • Mutual Fund Conversion Support: Facilitate accurate and efficient conversions of mutual fund assets.
  • Risk Management Services: Conduct risk assessments, manage risks, and perform VAR calculations (Value at Risk) to protect your bottom line.
Partner With Our Professionals

We Break Complicated Projects Into Manageable Tasks

Our consultants work closely with your team, offering continuous guidance and assistance. We tailor our wide variety of services to meet your operations team’s specific needs with practical and effective solutions. Learn more about specific services:

The Oyster Difference

Oyster Consulting stands out by offering industry-leading expertise and a collaborative approach. Our operations management consultants have extensive hands-on experience in operations management, risk management, and financial advisory services. We are dedicated to providing solutions that align with your strategic objectives.

With years of industry experience, our team has the knowledge and skills to navigate complex operational challenges. We take a holistic approach, considering all aspects of your business operations, from risk management to process improvements, to deliver comprehensive solutions.

Partnering with Oyster Consulting means you can streamline your business processes, gain a competitive advantage, and manage risks effectively. We are committed to helping you achieve operational excellence and long-term success.

Meet Our Consultants

Our Process

Step 01


We listen to your goals and priorities. We foster significant transformation by encouraging a dialogue that goes both ways.

Step 02


We make a plan and schedule to give your team the best financial service industry experience for your project.

Step 03


Oyster ensures regular communication to oversee and strengthen the financial compliance management project objectives while accomplishing project tasks.

Step 04


Oyster offers financial services regulatory compliance support to meet your goals and expectations.

Oyster’s expertise helped us streamline our business model to ensure we are focused on driving revenue and becoming less burdened by outdated policies and procedures.

President Full-Service Broker-Dealer