RIA Registration

Starting your own RIA is exciting, but some of the steps to get there can be challenging.

Oyster Consulting’s experts can make the registration process easier so you can focus on other tasks. We are a collaborative team dedicated to helping your firm start strong and stay strong. Our consultants will work with your leadership to design a Policies and Procedures Manual that fits with your firm’s business model, leverages technology and streamlines processes. We will draft your Form ADV, helping you save time and avoid common mistakes and work with you to create a Code of Ethics that captures your firm’s culture while achieving compliance best practices.

eBook

Download the Starting Your RIA eBook to learn about: Registration requirements The benefits of outsourcing How the right technology platform provides the best client experience

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Our Process

Step 01

Kickoff

Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.

Step 02

Plan

We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.

Step 03

Execute

Oyster monitors and reinforces project goals while achieving project deliverables.

Step 04

Deliver

Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations