Anti-Money Laundering (AML) Compliance Program

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Navigate regulatory requirements effectively and mitigate risks associated with money laundering activities.

We Make the CCO’s Job Easier

We understand the critical role you play in ensuring Anti-Money Laundering compliance, especially in today’s ever-changing landscape. At Oyster, we’re here to help Chief Compliance Officers (CCOs) ensure compliance with Anti-Money Laundering (AML) regulations. With decades of experience and a strong focus on compliance, our team supports you every step of the way.

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AML Compliant Programs for Broker-Dealers

According to FINRA Rule 3310, broker-dealers must have an Anti-Money Laundering (AML) compliance program in place. Let Oyster handle your AML program. Our AML compliance consultants have a deep understanding of AML compliance program requirements. We’ll reduce risks and protect your firm and clients, letting you focus on your main business activities.

Make Your Programs Compliant

Anti-Money Laundering Review Categories:

  • AML Program Approval and Oversight
  • Bank Secrecy Act (BSA) Compliance
  • Customer Identification Program (CIP)
  • Financial Crimes Enforcement Network (FinCEN) Information Requests/Sharing
  • Review of Accounts, Including High-Risk Accounts
  • Office of Foreign Assets Control (OFAC)
  • Suspicious Activity Reporting
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The Oyster Advantage

Each AML program is unique. Oyster Consulting’s Anti-Money Laundering consultants craft customized AML compliance services tailored to your firm’s business model. Our AML consultants follow the rules and best practices set by FINRA, CIP, FinCEN, OFAC, the USA PATRIOT Act, and the Bank Secrecy Act.

Leverage Our Advantage

Our Process

Step 01


Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.

Step 02


We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.

Step 03


Oyster monitors and reinforces project goals while achieving project deliverables.

Step 04


Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations