Outsourcing Solutions for Broker-Dealers and Registered Investment Advisors

Addressing Complex Challenges

Navigating the regulatory landscape while managing day-to-day operations can be daunting. Our outsourced consultants alleviate the burden by providing expert services tailored to your firm’s specific compliance needs. From regulatory filings to testing, our Outsourced Chief Compliance Officers will help your firm stay compliant and competitive.

Our Supervisory Principals hold the licenses needed to meet your Supervision requirements.  Our team includes consultants who hold FINRA series 87 to conduct Research Review.

Oyster’s FINOP team will provide guidance on net capital compliance and file regulatory reports such as the FOCUS report, Custody filing and SIPC 6 and 7, as required.

Comprehensive Compliance and Finance Solutions

Oyster offers a wide range of outsourced compliance and finance services, including Outsourced CCO (Chief Compliance Officer) and FINOP (Financial and Operational Principal) services. Experienced compliance consultants ensure that your compliance program is reasonable, cost-effective, and aligned with regulatory requirements.  Our multi-disciplined teams provide you the scale and support that creates a competitive advantage with end-to-end service.

The Oyster Difference

Oyster Consulting is a trusted partner in the industry due to our extensive experience and commitment to excellence. Our consultants bring decades of experience across various sectors. This extensive background enables us to provide innovative solutions tailored to your unique needs. We prioritize client satisfaction and strive to exceed expectations in every engagement.

At Oyster, we go beyond conventional outsourcing by offering personalized service and unwavering support. We are invested in your success. We provide guidance and strategic insights to help you achieve your business goals. With Oyster as your outsourcing partner, you can confidently navigate regulatory challenges and focus on driving growth and innovation.