We are the experts you are looking for
Oyster Consulting offers law firms a collaboration with the experts your clients need for Registration clearing contract review, Remediation and Expert Witness services. We are the compliance experts your clients need when starting an Investment Advisor or Broker-Dealer. Oyster consultants are former regulators, C-suite Executives, Managers and Supervisors who use their collective knowledge and experience to help your clients achieve compliance and remediate exam findings. Our team will work collaboratively with the client and law firm to engage stake holders in the project process.
We can act as an Expert Witness, Independent Consultant, or conduct independent, third-party reviews in pre- and post-settlement phases of an investigation. Because Oyster professionals come from a variety of backgrounds, their expertise is valued by adjudicators.
The Oyster Difference
Oyster’s experts have decades of experience with FINRA and SEC regulators. Our employees are former regulators, compliance officers and C-Suite executives that have addressed an array of regulatory challenges. Our consultants leverage their collective knowledge and experience to help your clients achieve a reasonable compliance program or remediate exam findings.