Oyster Consulting provides tailored, beginning-to-end services for broker-dealers. Our experts have taken many firms successfully through the New Member Application (NMA) and Continuing Member Application (CMA) process. We can streamline the registration process so you can get up and running as quickly as possible. As former regulators, our registration experts have unique insight into the registration process.
When it comes to growing your firm, our experts have been in your position, working at some of the largest broker-dealers in the industry. We understand the complexities and challenges of running a successful broker-dealer. Among broker dealer compliance consulting firms, our compliance consultants will help you define your goals and how to get there, supported by industry intelligence and benchmarks. With our comprehensive services, you can trust that we will help you reach your goals.