Our Clients


Oyster Consulting understands the complexity of running a broker-dealer.

We provide tailored, beginning-to-end services, from registration and growing your firm to succession planning. Our consultants have been in your job, facing the situations you face. We will help you define your goals and how to get there, supported by industry intelligence and benchmarks.

Our consultants help you design and build your road to long-term success.

Optimizing and supporting front-, middle- and back-office functions allows you to focus on your clients and your goals. Our clients leverage our know-how from vendor contract negotiations to developing and implementing an efficient and compliant operating model.

Protect your firm and your clients.

Efficient and compliant written supervisory procedures that reflect your business model ensure consistent results to protect you and your clients. From designing compliance programs to reviews and testing for large, complex organizations, we optimize resources and align programs to manage risk and achieve compliance.

I would highly recommend Oyster Consulting for anyone looking to grow their business.

President Full-Service Broker-Dealer