Growing Firms

We Create Simplicity – You Achieve Compliance

To grow your firm and succeed in a competitive marketplace, you don’t need more people – you need the best approach. The Oyster Solutions Governance, Risk and Compliance platform allows you to spend less time worrying about compliance and more time focusing on revenue-generating activities.

You don’t need to be a compliance expert

Oyster Solutions integrates your risks, policies, procedures, calendar and employee trade monitoring into one platform. All of the information you need is at your fingertips, so you can be sure you are mitigating risks and protecting your firm. When we implement the Oyster Solutions software, our experts review your policies and procedures to ensure they are aligned with regulatory requirements and how you do business.

Oyster Solutions makes your compliance program easier to manage so you can spend more time with your clients and growing your business.

Protect your clients

Your clients want to know their investments will be safe. Having a Governance, Risk and Compliance program that effectively mitigates risk and limits the possibility of enforcement actions not only protects your firm in terms of fines and reputational losses; it also lets your clients know that you take their business and trust seriously.

Our automated workflows and compliance calendar ensure that your employees are following your written supervisory procedures efficiently and consistently, and that you can document it for the regulators.

We are here for you

Oyster Consulting offers consulting services that cover Compliance, Strategy and Operations.

Whether helping to optimize processes, prioritize opportunities, reframe challenges to turn them into success or just advising on industry best practices, our employees are uniquely qualified to help your firm achieve measurable results.

If you are starting your firm, looking for growth and optimization strategies or are planning for succession, Oyster consultants provide practical solutions to your most complex needs. Use our experience to help your firm reach its full potential. Our experts bring decades of experience and apply that knowledge to help you uncover opportunities for growth and efficiency, identify paths to move forward while keeping your firm safe and compliant.

Oyster took away the guess work, providing us with a strategy that led to value.”
-Current Client

eBook

Learn how Oyster Solutions creates a modern, effective compliance program that protects your firm and provides value.

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Our Process

Step 01

Integrate

Integrate data, policies and procedures

Step 02

Connect

Map data, policies and procedures to regulations, products, business lines, policy owners

Step 03

Assess

Define and measure risk, determine frequency of testing

Step 04

Automate

Configure workflows to achieve efficient, consistent results

Step 05

Manage

Manage through reporting and transactional monitoring processes