Clearing Conversion Support

Oyster Consulting provides the change management expertise and resources necessary to make any conversion a success.

Our employees have been engaged with so many conversions, the enormity of our experience is difficult to capture. Their experience spans RIA custodial conversions as well as clearing conversion for regional broker-dealers through national, dually-registered firms. We provide the unique competitive advantage that you need to have on your team.

Without the right consulting firm, you can get the wrong clearing or custodian partner.

Don’t Waste An Opportunity

If your contract is more than three years old, the industry has all evolved beyond your contract. Our experts offer a different perspective when reviewing your clearing firm, providing you with additional insight to ensure that your contract structure is up-to-date while taking the most recent trends and regulations into consideration. Failing to do so can inhibit your firm’s growth, especially if out–of-date technology is in place. Business trajectories change, but one thing should stay consistent: aligning your business goals with your contracts.

Why Choose Oyster for Clearing Conversion Support

Our conversion process, knowledge of the marketplace and relationships with the major clearing firms allows us to mitigate the challenges you face. We have faced the same issues and will help you navigate the difficult decisions. Providing support before, during, and after conversion efforts is critical to success, something that our team is well-equipped to manage. We know your employees’ time is fully committed, so we stand ready to backfill tasks during transitions so you can maintain high service levels. Our collaborative team will execute the change and implement ongoing practices to make the conversion process smooth for your firm and your clients.

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Whether you are looking to change from self-clearing to fully-disclosed (or vice-versa), exploring your clearing options or starting a broker-dealer, Oyster can assist with the assessment, analysis, vendor selection and conversion processes.

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Our Process

Step 01

Discover

We listen to your goals and priorities. We create transformative change by inviting a two-way discussion.

Step 02

Plan

We customize your project by creating a scope and timeline to deliver the best experience for your team.

Step 03

Implement

Oyster maintains consistent communication to monitor and reinforce project goals while completing project deliverables.

Step 04

Deliver

Whether your need is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations.