Our Clients: Exchanges and ATS’s

Leverage Our Experience to Drive Results

Oyster Consulting can help you with designing and registering your financial exchange or Alternative Trading System (ATS). We are experts in creating trading systems that are effective and compliant with the SEC Exchange Act of 1934. We offer comprehensive compliance outsourcing and support, making us a trusted partner for your financial exchange or ATS needs.

Our experts help exchanges and ATS’s understand and implement SEC rules. They also assist in managing customer trading information and ensuring smooth operations for securities buyers and sellers. We help you manage risk and run smoothly when working with broker-dealers, dark pools, or multilateral trading facilities.

The Oyster Difference

Oyster Consulting brings together Compliance, Operations, and Strategic professionals for sellers of securities. Our consultants are industry leaders, former regulators, and exchange specialists who have extensive experience working with the world’s leading exchanges.

Whether you need to register with FINRA as a broker-dealer or are already an established entity, we help you meet regulatory requirements, control risk, and enhance operational and technology controls, including adherence to Regulation SCI.

Our team will develop customized compliance and operational policies and procedures tailored to your business model, technology, and strategy. By leveraging our expertise, you can focus on growing your exchange or ATS while we handle the complexities of regulatory compliance and operational excellence.