NEWS & EVENTS
- Avoid Broker-Dealer Consolidated Report Enforcement Actions August 8, 2019
- Former Tradeweb Direct Head of Markets Joins Oyster Consulting June 27, 2019
- SEC Adopts Reg BI June 6, 2019
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Nikki Brinkerhoff,Associate Director
Nikki has over 20 years of expertise in Financial Services including the technology and operational controls required to achieve compliance and service delivery strategy.
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