NEWS & EVENTS
- New FINRA Registration Categories Effective October 1st September 18, 2018
- Act Now – FINOP Changes Required October 1 September 11, 2018
- FINRA Registration Reset September 6, 2018
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Dean Pelos,Director
With over 30 years of experience as an industry professional, Dean has extensive experience helping firms maintain regulatory compliance, grow sales, and control costs.
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