NEWS & EVENTS
- GDPR is in Effect – What Now? January 15, 2019
- SEC Exam Priorities – Regulatory Focus in 2019 January 8, 2019
- Reg BI Article Published by Oyster Director Evan Rosser October 25, 2018
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Lance Whittemore,Senior Consultant
Lance's career in financial services spans over 15 years and has a wide scope of expertise with RIAs, Broker/Dealers and clearing firms, performing examinations, and audits.
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