NEWS & EVENTS
- Former Tradeweb Direct Head of Markets Joins Oyster Consulting June 27, 2019
- SEC Adopts Reg BI June 6, 2019
- Reg BI Coming Soon, FINRA Annual Conference Speakers Suggest June 3, 2019
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Lance Whittemore,Senior Consultant
Lance's career in financial services spans over 15 years and has a wide scope of expertise with RIAs, Broker/Dealers and clearing firms, performing examinations, and audits.
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