The Oyster Difference
Oyster consultants provide real-world experience in trading, risk management, operations, and regulatory compliance oversight. We understand your concerns with best interest, suitability, and your fiduciary duty to serve your clients. We can manage supervisory functions routinely associated with a Broker-Dealer and Investment Advisory firms. Oyster will manage, monitor, and enforce internal and regulatory policies, identify trends, sales practice patterns, conflicts of interest, or issues that potentially pose a risk to the firm.