Compliance Program Support from Industry Experts

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Transform your compliance program by fostering effective cross-functional collaboration while maintaining regulatory compliance.

Regulatory Changes Can Be Challenging

Regulatory changes can pose significant challenges for firms, requiring more than just updating manuals. Staying compliant requires expert guidance and support, especially with new rules like Reg BI and emerging areas like Cryptocurrencies and DOL/PTE.

  • Keeping Pace with Regulatory Updates: Firms often struggle to keep up with new or modified rules as regulators implement them. This commonly leads to compliance gaps and potential risks.
  • Integration Complexity: Simply adding new rules to manuals is insufficient; firms must ensure seamless integration into their compliance programs. This can be challenging and time-consuming without expert guidance.
  • Ensuring Firm Protection: Inadequate adaptation to regulatory changes can leave firms vulnerable to regulatory scrutiny, fines, and reputational damage. Expert support can minimize these challenges.
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Your Compliance Program Doesn’t Have to Be A Burden

It is critical to have the right support to navigate these changes effectively and ensure your firm’s protection. The right support means you maintain compliance and achieve sustainable success.

  • Guiding New CCOs: You may be onboarding a new CCO or perhaps need assistance with specific projects. Our team offers guidance and resources to navigate the challenges of compliance leadership.
  • Flexible Resources: From project support to resource backfilling, our consultants provide flexible compliance support tailored to your firm’s needs.
  • Proactive Guidance: Our consultants assist your firm in maintaining a compliant system to stay ahead of risks.
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The Oyster Difference

Our proactive approach sets us apart in providing exceptional support to your Compliance Department and Chief Compliance Officer (CCO). Oyster consultants are former CCOs and regulators. We offer unparalleled expertise and resources to help you effectively address compliance risks. We’ll help you bring more ease into your program to get more internal support from your team. Partner with Oyster Consulting and gain access to a dedicated team of professionals to achieve and maintain compliance excellence.

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Our Process

Step 01

Discover

We listen to your goals and priorities. We foster significant transformation by encouraging a dialogue that goes both ways.

Step 02

Plan

We make a plan and schedule to give your team the best financial service industry experience for your project.

Step 03

Implement

Oyster ensures regular communication to oversee and strengthen the financial compliance management project objectives while accomplishing project tasks.

Step 04

Deliver

Oyster offers financial services regulatory compliance support to meet your goals and expectations.