Compliance Support

Compliance Support

Engage your employees, build trust and achieve balance through an up-to-date compliance program.

Transform your compliance program

Whether you are outsourcing the CCO role or have compliance support available at your fingertips, Oyster’s highly skilled professionals will help your compliance program reach its full potential providing sustainable success.

Managing New Rules and Guidelines

When regulators implement a new rule or change an old one, there’s a lot more to be done than just adding the rule to your manuals. From Reg BI to Cryptocurrencies and DOL/PTE, having experts available who have studied the new or changed rules can make your integration process smooth and ensure that your firm is protected.

The Oyster Difference

Oyster Consulting takes a proactive approach to supporting your Compliance Department and your Chief Compliance Officer. Our team of former CCOs and regulators have the knowledge, experience, and resources to help you prioritize, address and respond to risk.

How Compliance Support Can Help

Compliance support comes in a variety of forms, from helping a new CCO as they adjust to their role, providing resources for projects or when you need to backfill resources. Our team of experts can provide guidance to ensure your firm has a reasonable system of compliance in an evolving regulatory landscape. When you enlist compliance support, you get a team of professionals.

Our Process

Step 01


We listen to your goals and priorities. We foster significant transformation by encouraging a dialogue that goes both ways.

Step 02


We make a plan and schedule to give your team the best financial service industry experience for your project.

Step 03


Oyster ensures regular communication to oversee and strengthen the financial compliance management project objectives while accomplishing project tasks.

Step 04


Oyster offers financial services regulatory compliance support to meet your goals and expectations.