Simply Powerful Software

Transform your compliance program

Today’s industry demands an efficient and effective compliance program to protect your firm and clients. Oyster Solutions provides visibility and tracking for compliance tasks, procedures, trade monitoring, portfolio monitoring, suitability and risk scoring.

Data and workflows for multiple lines of business, products, regulatory constructs and organizational structures integrate seamlessly into one GRC platform. The platform creates efficacies through integration with back office platforms, clearing partners, regulatory bodies, mutual fund providers and other sources.

Protect Your Firm

Compliance gaps can cost your firm time, money, reputation and possible enforcement actions. Get peace of mind knowing that Oyster Solutions automated workflows ensure your policies and procedures are being followed and enforced. Be confident that your business has the appropriate operational controls, supervision, and compliance oversight to grow and evolve with the regulatory environment.

Secure and Responsive

Hosted in the AWS data centers, the Oyster Solutions platform is integrated with your policies and procedures.  Providing a holistic view in one place, tracking and scheduling is easy to maintain and can be updated on the fly. Workflows and tasks are effortlessly initiated and prioritized as needed. With full mobile capabilities, whether your firm is a boutique shop or is a complex organization, Oyster Solutions software allows you to respond to change with agility and confidence.