Remediation
Oyster often works with firms or outside counsel to define, design, implement and manage remediations that limit the cost and reputational damage of an enforcement action.
Independent Consultant SEC/FINRAConducting your business within regulatory guidelines can go a long way to reducing the risk of an enforcement action. Get in front of enforcement action and design your response to issues with a system of compliance that works within your firms goals, structure and risk tolerance.
Oyster often works with firms or outside counsel to define, design, implement and manage remediations that limit the cost and reputational damage of an enforcement action.
Independent Consultant SEC/FINRAOur professionals will help you craft regulatory responses, assist with remediation or sit at the table with you.
Regulatory ResponseStep 01
We listen to your goals and priorities. We foster significant transformation by encouraging a dialogue that goes both ways.
Step 02
We make a plan and schedule to give your team the best financial service industry experience for your project.
Step 03
Oyster ensures regular communication to oversee and strengthen the financial compliance management project objectives while accomplishing project tasks.
Step 04
Oyster offers financial services regulatory compliance support to meet your goals and expectations.