Trade Desk Review

Oyster consultants bring a wealth of first-hand experience in trading and sales, risk management, operations and regulatory compliance oversight.

Supervision and risk management practices are essential to minimizing the overall risk profile of your firm.

Regulatory mandates dictate strong governance and supervision of sales and trading activities, including access to markets, electronic trading and client transactions. Our former regulators and industry experts provide guidance on industry best practices for compliance and supervisory procedures.

Whether during a regularly scheduled review or as a result of a change management event, Oyster consultants will identify potential opportunities to improve your desk efficiency and profitability by reviewing trade processes, controls and operations procedures.

Our Process

Step 01


Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.

Step 02


We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.

Step 03


Oyster monitors and reinforces project goals while achieving project deliverables.

Step 04


Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations