Trade Desk Review

Oyster consultants bring a wealth of first-hand experience in trading and sales, risk management, operations and regulatory compliance oversight.

Supervision and risk management practices are essential to minimizing the overall risk profile of your firm.

Regulatory mandates dictate strong governance and supervision of sales and trading activities, including access to markets, electronic trading and client transactions. Our former regulators and industry experts provide guidance on industry best practices for compliance and supervisory procedures.

Whether during a regularly scheduled review or as a result of a change management event, Oyster consultants will identify potential opportunities to improve your desk efficiency and profitability by reviewing trade processes, controls and operations procedures.




Download the Capital Markets Services eBook to learn about CAT Reporting, Trade and Position Reporting, Market Access and Best Execution.




Our Process

Step 01


We listen to your goals and priorities. We create transformative change by inviting a two-way discussion.

Step 02


We customize your project by creating a scope and timeline to deliver the best experience for your team.

Step 03


Oyster maintains consistent communication to monitor and reinforce project goals while completing project deliverables.

Step 04


Whether your need is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations.