Expert Witness Services for Capital Markets

Protecting Your Firm and clients with Personalized Expert Support

In the financial sector, challenges arise that require expert guidance and support. From intricate regulatory requirements to customer complaints, the stakes are high. Inadequate support can have severe consequences. Here are some common challenges that firms may face:

• Regulatory Complexity: The wealth management industry is subject to numerous regulations and compliance requirements. Staying up-to-date with these changing laws and ensuring adherence is a continuous challenge for firms.
• Legal Disputes: Legal disputes, including cases involving securities fraud or breach of fiduciary duty, can suddenly threaten a firm’s reputation and financial stability.
• Risk Management: Effective risk management is crucial to minimize exposure to financial and reputational risks. This process is complex and requires experienced professionals.
• Litigation Support: In legal disputes or regulatory investigations, firms may need expert witness support.

Trusted Services for Firms

Trust is the cornerstone of any advisory relationship, especially when navigating the complexities of the financial industry. Our team and subject matter experts will work collaboratively with the client and law firm to engage stake holders in the process. We can act as an Expert Witness, Independent Consultant, or conduct independent, third-party reviews in pre- and post-settlement phases of an investigation.

Our compliance and operations consultants have the knowledge, skill, experience, training and education that is needed for complex wealth management cases or regulatory actions. Our Law Firm Consultants understand evidence and testimony is based on their experience in the financial services industry. Because Oyster professionals come from a variety of backgrounds, their expertise and expert opinion is valued by adjudicators. Oyster Consulting provides expert witnesses consultants.