Our Clients: Investment Advisors (RIAs)

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Our RIA compliance consultants provide solutions to help you through all phases of your business, from registration to succession.

The Tools You Need, From Compliance Professionals

We’ll help you create efficient, effective policies and procedures tailored to your firm’s business model. We’ll also select your technology platforms to give your clients the best service and prioritize risks so you know where to focus your time.

At Oyster Consulting, we understand the importance of efficient and effective compliance management for Registered Investment Advisors (RIAs). Our team of industry professionals specializes in creating tailored policies and procedures designed for your firm’s business model. You’ll know exactly where to focus your time and resources.

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Strategic Guidance from Financial Professionals

In addition to our compliance expertise, Oyster Consulting offers a wide range of strategy and operations services specifically designed for Registered Investment Advisors (RIAs). Our consultants are well-versed in both SEC and state regulations, providing guidance tailored to your firm’s regulatory obligations.

From Custodian Selection to Technology Reviews and Product Strategy, we have you covered. Our consultants leverage deep understanding of regulations and agile methods to help you navigate the complexities of compliance effectively. Our team will work closely with you to ensure compliance with all relevant regulations while maximizing growth opportunities.

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Experience The Oyster Difference

What sets Oyster Consulting apart for Registered Investment Advisors? We bring together compliance, operations, and strategic planning under one roof to streamline and enhance your business. Our experts possess the industry knowledge and practical expertise necessary to support your firm effectively.

We can help with registration, outsourcing your Chief Compliance Officer role, or conducting annual reviews. Establish a compliant program aligned with industry best practices to position your firm for long-term success.

Meet Our Consultants

Oyster offers a valuable alternative to the Big Five.

CFO Institutional Broker-Dealer and Investment Advisor