FINOP/POO/PFO

Get the most out of a required function – FINOP.

All business models can benefit from having a well-rounded industry expert advising their leadership team. Oyster Consulting’s experienced FINOPs have the full range of industry knowledge to ensure compliance with net capital reporting, FOCUS filings, documentation and financial audit support.

In addition to being licensed, our professionals have decades of industry experience with a wide range of Broker-Dealers. We can support your firm in a variety of ways including annual audit support, FINRA exam support, SIPC and due diligence.

With Oyster Consulting supporting your team, you achieve a competitive advantage leveraging our industry knowledge.  We work with our clients in long-term solutions or to address short-term needs, so you can avoid disruption and have a partner your firm can trust.

We have the expertise, experience and licensed professionals you need, all under one roof. When you outsource your Finance role, you get a team of experienced industry practitioners.  In addition to being licensed, our professionals have decades of industry experience with a wide range of Broker-Dealers.

Oyster Consulting will provide your firm with an  outsourced FINOP, CFO or PFO who understands the industry and your firm, has the experience and resources to navigate regulatory nuances and interpretations, and who stays current with industry and regulatory changes.

Our Process

Step 01

Kickoff

Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.

Step 02

Plan

We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.

Step 03

Execute

Oyster monitors and reinforces project goals while achieving project deliverables.

Step 04

Deliver

Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations