Bank Affiliated Broker-Dealers

bankOyster has extensive experience working in all areas of a multi-channel Bank/Wealth Management broker-dealer model. There are unique attributes and challenges within a multi-channel distribution model that incorporates Bank Branches, Contact Centers, Online/Mobile and Wealth Management. Oyster has the knowledge and skills to work with your firm in key areas including:

  • Strategic alignment
  • Implementation
  • Sales and partnership structure
  • Platform selection and implementation
  • Referral and compensation
  • Controls and supervision
  • Policy and Procedures
  • Support and Middle Office design
  • Product implementation
  • Online/Mobile services
  • Contact Centers
  • Bank branches and hubs
  • Expense sharing agreements
  • Reporting, Continuing Education and Training

The Oyster Difference

Oyster’s experts have years of industry experience that will thoughtfully add value to your firm. The distinctive features of a Bank/Wealth broker-dealer partnership model can create added complexity in an already complex industry. Oyster will quickly assess and provide your firm with recommendations to achieve your objectives and industry best practices.


“I know the quality of your work and the integrity
that is behind everything that you do.” ​

~CEO, Super Regional Broker-Dealer