
By Buddy Doyle
Subscribe to our original industry insightsRemote work is the current normal. Since March, Oyster has led conversions for clients without ever being onsite, started new businesses with client’s we’ve never met in person, and completed virtual exams. For years, some or all our testing has been conducted remotely depending on the client’s needs. For the last four months, all of Oyster’s testing has been remote. Remote testing will never be perfect, and you run some risk of not seeing some suspicious things like a $100,000 producer leaving the parking lot in a Ferrari on the way to their yacht. But remote testing to the reasonable and robust standards have been solved.
AML, 3120, 206(4)-7, Reg SCI, and Branch Exams – they all can be effectively completed remotely. This works best when you use a team of experienced industry professionals with deep subject matter expertise, great tools to overcome the challenges of being remote, and processes that create an experience that can be better than onsite while avoiding the cost and disruption of travel. Our tactics are designed to:
Contact us to learn more about how to keep your employees safe from COVID while achieving regulatory compliance and industry best practices.
You can learn more about remote testing by listening to our Oyster Stew podcasts on Preparing for Modern Regulatory Exams.
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