
By Oyster Consulting LLC
Subscribe to our original industry insightsAdditionally, Reg BI requires that firms file Form CRS. The SEC has said that to answer some parts of Form CRS, you may link to other places where the relevant information resides, and a lot of that information is already in your ADV part 2A brochure. Even if you don’t take advantage of your new ability to link, it’s very important to make sure your CRS and your ADV Part 2A are consistent.
Your form ADV 1A and 2A are more than a matter of checking the box – you are telling the SEC who you are and what your business looks like. They use the boxes you check in ADV 1A to evaluate your business and determine the risks you pose to the marketplace- so accuracy is critical. Avoid some of the common mistakes in your ADV by:
If you have a question, call us. Oyster Consulting’s comprehensive services include Form ADV preparation, registration, risk assessments, CCO support and outsourcing, and annual reviews.
Oyster also provides free resources such as podcasts and blogs, as well a team of consultants and software to help you organize and automate your compliance program. Oyster Consulting has the knowledge and experience to support your efforts to achieve compliance. To receive assistance with the design or implementation of your business continuity plan, please give us a call at (804) 965-5400 and a Relationship Manager will be glad to connect you with an Oyster expert.
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