
By Buddy Doyle and Jeffrey Hiller
Share ArticleWhere will the regulatory focus be
What other firms are doing now
Why are certain distribution methods being chosen over others
How the definition of advertisement has expanded
New general prohibitions
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Principal Owner & Consultant, Yeah, What She Said
Former Co-Head of Global Marketing, Riverfront Investments
Managing Director at Oyster Consulting
Former SEC Senior Counsel, Division of Enforcement
Chief Administrative Officer and
Director of Marketing, Prospera Financial
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