Oyster’s Capital Markets experts were recently featured on the Bond Dealer Association’s podcast, “Bonding Time,” discussing issues affecting the U.S. fixed income markets.

 The podcast, hosted by Michael Decker of BDA, covers:

  • Fair Pricing for  Fixed Income products and compliance with Rule 2121, and MSRB Rule G30
  • Best execution and the SEC’s new proposal
  • The latest on FINRA and MSRB trade reporting, including the proposals to shorten the trade reporting time to one minute
  • SEC Rule 15c2-12 disclosure requirements

Listen to a sample of the podcast here:

Capital markets are rapidly evolving. Technology innovations are creating a faster trading environment and the rules are changing. Our consultants use their deep regulatory experience coupled with our Oyster Solutions CAT Application to provide firms what they need to meet and exceed their CAT reporting obligations.  We can also review all trade reporting requirements including LOPR, TRACE, MSRB, ACT, INSITE, Short Interest, and Margin Reporting.

About The Podcast Speakers
Photo of Casey Dougherty

Casey Dougherty

Casey Dougherty’s 20 years of experience includes expertise in Compliance and Legal supervision in a shared-services environment, executing broker-dealer to broker-dealer joint work and succession arrangements, and other marketing arrangements covering private placement life insurance, VUL and annuity sales.

Photo of Jose Fernandez

Jose Fernandez

Jose’s executive experience includes responsibility for the overall coordination and ongoing improvement of operational support functions and processes including Client Onboarding, Operational, Counterparty and Market Risk, Regulatory Compliance, Audit, Profit/Loss management and reporting, Vendor Management and Technology.

Photo of Jeff Gearhart

Jeffrey Gearhart

Jeffrey Gearhart is an intuitive, analytical leader with over 30 years of experience in banking and capital markets businesses. Prior to joining Oyster, he held senior leadership roles with The Bank of New York Mellon, including business line COO, CFO, business development and relationship management.

View Our Team