
By Jeff Gearhart
Subscribe to our original industry insightsTrading desks can drive revenue growth and profitability, differentiate products and services, or simply be a fundamental need for advisor and investment services. Regulatory mandates require strong governance and supervision of sales and trading activities, including access to markets, electronic trading and client transactions. Whether you are implementing a new platform, assessing current practices or simply looking for ways to minimize risk, a Trade Desk Review is an important part of the process.
An assessment of your firm’s trading desk processes can help maximize the performance of your desks by:
Oyster Consulting’s experts have extensive knowledge of the major clearing firm products and services, trading platforms and other service providers. We provide perspective and guidance on how to best align processes and fully utilize the services of your key partners. Our former regulators and industry experts will also help you identify potential opportunities to improve desk performance and profitability, and recommend industry compliance and supervisory best practices. To learn more about how Oyster can help your firm get the most from its trading desks, click here and one of our Relationship Managers will be happy to help you.
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