
By Lance Whittemore
Subscribe to our original industry insightsOn December 22, 2020 the SEC released its new Investment Adviser Marketing Rule, intended to modernize the regulatory framework. Most Investment Adviser firms will find a little bit of good news and a little bit of bad news within the 430 pages. The rule restructures frameworks, repeals as-yet-unspecified No-Action Letters and has new definitions for old terms, and new terms for old activities.
Oyster will review your advertising and communication with the public and assist your firm with social media best practices as well as record keeping. For more information about how Oyster can help your firm, call (804) 965-5400 or click here.
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