Expert Witness

Oyster Consulting’s professionals come from a variety of backgrounds and their expertise is valued by adjudicators 

Our Expert Witness and Litigation Support Practice is built upon our core team of former regulators, industry professionals and attorneys who possess a tremendous depth of knowledge and experience. 

Oyster’s Expert Witness and Litigation Support Practice provides testimony, analysis of claims and defenses, litigation support, evidence review, testimony preparation and Subject Matter Expertise in all matters related to Broker-Dealers and Registered Investment Advisors (RIAs). 

The Oyster Difference

We do much more than expert witness work. Our professionals regularly provide compliance, regulatory, operational and technical services to a variety of broker-dealers and investment advisors.  Our employees have a unique perspective that comes from working with our clients on a daily basis and staying abreast of the changing industry environment. 

Our Process

Step 01

Discover

We listen to your goals and priorities. We foster significant transformation by encouraging a dialogue that goes both ways.

Step 02

Plan

We make a plan and schedule to give your team the best financial service industry experience for your project.

Step 03

Implement

Oyster ensures regular communication to oversee and strengthen the financial compliance management project objectives while accomplishing project tasks.

Step 04

Deliver

Oyster offers financial services regulatory compliance support to meet your goals and expectations.

Expert Witness Services

Testifying as an Expert Witness 

Expert review and analysis of claims and defenses 

Litigation support, evidence review and testimony preparation 

Subject Matter Expertise in all matters related to broker-dealers, investment advisors and futures and derivatives