New Podcast Mini-Series! Regulators – Behind the Scenes

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This week we are launching our new Oyster Stew podcast mini-series, Regulators – Behind the Scenes.  Join former regulators Patrick M. Dennis, Jeffrey Hiller, Bill Reilly, Evan Rosser and Ed Wegener  as they share their experiences and perspectives as former state and federal regulators around regulatory exams and issues.  Some things you just won’t learn from a textbook, like managing your relationship with the regulators, what to expect during an exam, handling violations and document production during an exam, and escalation, to name a few. Listen and learn as our former CCOs and Regulators share their insight and experience.

You can listen to the first episode here:

FEATURED CONSULTANT

Clark Tucker,Director

Clark is a senior financial and operations executive with more than 25 years of banking and securities industry experience.

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