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D.A. Davidson
In addition to his position at D.A. Davidson, Mark is also an Industry Advisory Committee Member representing clearing firms on the US Advisory Operating Committee of the Consolidated Audit Trail.
Blog
In recent months, many major financial institutions have found themselves under scrutiny due to legal and regulatory challenges concerning their cash ...
The Net Capital Rule – Rule 15c3-1 Exchange Act Rule 15c3-1 (Net Capital Rule) is one of the key financial responsibility rule requirements for ...
Podcast
The right technology increases growth and revenue. Having an integrated, cohesive technology platform with scalability, high adoption and consistent u...
