Mary Catherine Wilck-Pond
Consulting offers me the opportunity to help our clients achieve and maintain the appropriate level of regulatory controls for their business.
Mary Catherine brings almost 30 years of brokerage operations management experience to her role as a Director at Oyster Consulting. Mary Catherine has worked with many of Oyster’s clients, varying in size from regional to national firms. Her engagement experience has included reviews and recommendations for operational process improvements, managing enhanced due diligence/know your customer Anti-Money Laundering (AML) teams and performing Rule 3120/3130 and independent AML program testing. She began her career in the Credit/Margin department of a regional broker-dealer firm and her role grew to include various supervisory and management positions in many operational areas of a national financial firm. Mary Catherine was also responsible for coordinating a business continuity recovery plan for several departments of a national firm.