
By Bill Reilly
Subscribe to our original industry insightsAs the popularity of digital assets/distributed ledger technology piques the interests of investors worldwide, firms registered with the SEC, FINRA, CFTC, NFA and the states must be prepared to determine if and how much they are interested in permitting their clients to participate in the volatile digital asset market. If so, as with all other products and services, firms must address certain considerations as they evaluate their involvement in these products.
Registered firms and individuals (and eventually their clients) must consider the following when determining whether to offer digital assets to their clients:
Firms that understand this market and develop procedures ahead of the curve will place themselves in a position to readily discuss specific market issues and evaluate specific products with their clients.
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