FSDA Fall 2021 Industry Outreach Program

By Oyster Consulting LLC

Oyster Consulting was a Platinum Sponsor of the FSDA Fall 2021 Industry Outreach Program

 

eBook

Learn how Oyster Solutions creates an efficient, effective compliance program that protects your firm and provides value.

Download

Related Content

Blog

Get Ready for FINRA’s New 2023 Continuing Education Requirements

Beginning on January 1, 2023, FINRA’s Regulatory Element CE must be completed on an annual basis. FINRA has also instituted several changes to the the Firm Element CE requirements.

Learn More

Podcast

Keys to Successful Regulatory Exams

In today’s podcast, hear from Oyster’s experts and former regulators how regulatory exams have become risk-based and data-driven, what is driving exam frequency and what the regulators are looking for.

Learn More

Blog

8 Best Practices for Conducting Your Annual Compliance Program Review

The year is already more than half over, and now is a good time to begin planning your required Annual Compliance Report.

Learn More