FSDA Fall 2021 Industry Outreach Program

By Oyster Consulting LLC

Oyster Consulting was a Platinum Sponsor of the FSDA Fall 2021 Industry Outreach Program

 

eBook

Learn how Oyster Solutions creates an efficient, effective compliance program that protects your firm and provides value.

Download

Related Content

Blog

FINRA’s Focus on Customer Protection Rule and Liquidity Risk

In its 2022 Report on FINRA’s Examination and Risk Monitoring Program, FINRA has once again included the Customer Protection Rule (SEC Rule 15c3-3) and Liquidity Risk as exam priorities.

Learn More

Podcast

Behind the Scenes: Life as a CCO (Part 2)

Join us for Part 2 of our lookback at our popular series, CCO Behind the Scenes. Take advantage of the practical experiences shared by Jeffrey Hiller, a former CCO for global investment firms and SEC regulator. There are many things you just can’t learn from a book or from studying for an exam. Transcript Transcript provided […]

Learn More

Podcast

Behind the Scenes: Life as a CCO (Part 1)

Financial services compliance continues to evolve, but there are many things you just can’t learn from a book. Join us for Part 1 of our lookback at our popular series, CCO Behind the Scenes. Take advantage of the practical experiences shared by Jeffrey Hiller, a former CCO for global investment firms and SEC regulator.  Transcript […]

Learn More