By Oyster Consulting LLC
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Podcast
In December 2022 the SEC offered four market structure proposals. The proposal to modernize Rule 605 was met with broad-based industry support. In this week’s Oyster Stew Podcast, Frank Childress and guest Ted Karn, founder of The Karn Group, walk through what modernizing Rule 605 will mean for the industry, and what firms should be […]
article
Move adds to Oyster’s delivery of strategic, operational and compliance solutions to financial services firms RICHMOND, Va., May 31, 2023 — Oyster Consulting, a financial services consulting firm providing consulting, outsourcing and software services to wealth management firms, announced today that Peter Sheehan has joined the firm’s Business Development team. One of the biggest […]
Blog
FINRA’s annual conference was held in Washington, DC in mid-May with record setting attendance. This conference is always a great opportunity for compliance professionals and service providers to network and to hear the latest in regulatory developments. The theme of this year’s conference was ‘Future Focused.’ There were a number of panel discussions around technology […]