Oyster LLC Logo

  • Contact Us
  • Who We Are
    • Leadership
    • Consultants
    • Business Development
  • What We Do
    • Consulting
      • Strategy
        • Clearing and Custodian Contract Review
        • Succession Planning
        • Management Consulting
      • Compliance
      • Operations
        • Clearing Conversion Support
        • Future Operating Model
        • Platform Review
        • Technology Review
      • System Assessment, Due Diligence, Selection & Implementation
      • Capital Markets
        • Trade Desk Review
        • Market Access
        • Consolidated Audit Trail
      • Registration
        • Broker-Dealer FINRA New Member Application
        • Registered Investment Advisor Registration
      • Finance
      • Expert Witness
    • Outsourcing
      • Consolidated Audit Trail
      • Outsourced Chief Compliance Officer (CCO)
      • Outsourced FINOP Services
      • Trading Supervision
    • Compliance
      • Testing (Assurance)
        • Broker-Dealer Rule 3120/3130 Services
        • Branch Exams
        • Anti-Money Laundering (AML) Annual Testing
        • Registered Investment Advisor (RIA) Annual Compliance
      • Support
        • Broker-Dealer and RIA Compliance Support
        • Form ADV Services
        • New Products Process Review
      • Program Review
        • Broker-Dealer Compliance Program Review
        • Code of Ethics, Policies & Procedures Manual, Written Supervisory Procedures
        • Anti-Money Laundering (AML) Compliance Program
      • Registration
        • Registered Investment Advisor Registration
        • Broker-Dealer FINRA New Member Application
      • Remediation
    • Governance Risk Compliance Software
      • Oyster Solutions Govern Module
      • Oyster Solutions Planner Module
      • Oyster Solutions Monitor Module
      • Oyster Solutions Fund Analyzer Module
      • Oyster Solutions Consolidated Audit Trail Reporting Tool
  • Our Clients
    • Broker Dealer
    • Exchanges / ATS
    • Investment Advisors
    • Law Firms
    • Additional Clients
  • What We Think
  • What We Think
  • /

Intrafirm-timeline

By Ralph Magee

Subscribe to our original industry insights

Related Content

Article

Compliance Risk Concepts (CRC) Acquires Oyster Consulting 

The acquisition doubles the size and scope of the firm, providing added bandwidth, service verticals and professional capacity for the organization and its clients   NEW YORK – June [2], 2025 – Compliance Risk Concepts (CRC), an enterprise risk, compliance and business consulting firm for the financial services industry, has acquired Oyster Consulting, LLC (Oyster), a […]

Learn More
Stoplight represents AML surveillance, training and reporting

Podcast

AML Strategies for Surveillance, Training, and SAR Reporting

How to Strengthen Your Suspicious Activity Monitoring, SAR Filings, and Training Programs As AML scrutiny intensifies, regulators like FinCEN, the SEC, and FINRA expect more than boilerplate compliance.  In this episode of the Oyster Stew podcast, Oyster Consulting’s Ed Wegener and Bryan Jacobsen break down how firms can implement risk-based monitoring, tailor training for frontline […]

Learn More
Business exec at laptop represents operational resiliency

Blog

Beyond Business Continuity: Operational Resiliency as a Competitive Advantage

What Is Operational Resiliency in Wealth Management? In today’s rapidly changing environment, wealth management firms are under increasing pressure to ensure uninterrupted service delivery, protect client assets, and adapt quickly to unexpected disruptions. This is where operational resiliency comes into play. More than just a buzzword, operational resiliency represents a firm’s ability to prepare for, […]

Learn More
Subscribe Get In Touch Scroll Up

Subscribe to our original industry insights

Get In Touch

Oyster LLC Logo

4128 Innslake Dr. Glen Allen, VA 23060
Oyster Consulting LLC © 2021 | Privacy Policy

  • Who We Are
    • Who We Are
    • Leadership
    • Consultants
    • Business Development
  • What We Do
    • What We Do
    • Consulting
      • Consulting
      • Strategy
        • Strategy
        • Clearing and Custodian Contract Review
        • Succession Planning
        • Management Consulting
      • Compliance
      • Operations
        • Operations
        • Clearing Conversion Support
        • Future Operating Model
        • Platform Review
        • Technology Review
      • Technology – Cybersecurity / Digital Transformation
      • Capital Markets
        • Capital Markets
        • Trade Desk Review
        • Market Access
        • Consolidated Audit Trail
      • Registration
        • Registration
        • Broker-Dealer FINRA New Member Application
        • Registered Investment Advisor Registration
      • Finance
      • Expert Witness
    • Outsourcing
      • Outsourcing
      • Consolidated Audit Trail
      • Outsourced Chief Compliance Officer (CCO)
      • Outsourced FINOP Services
      • Trading Supervision
    • Compliance
      • Compliance
      • Testing (Assurance)
        • Testing (Assurance)
        • Broker-Dealer Rule 3120/3130 Services
        • Branch Exams
        • Anti-Money Laundering (AML) Annual Testing
        • Registered Investment Advisor (RIA) Annual Compliance
      • Support
        • Support
        • Broker-Dealer and RIA Compliance Support
        • Form ADV Services
        • New Products Process Review
      • Program Review
        • Program Review
        • Broker-Dealer Compliance Program Review
        • Code of Ethics, Policies & Procedures Manual, Written Supervisory Procedures
        • Anti-Money Laundering (AML) Compliance Program
      • Registration
        • Registration
        • Registered Investment Advisor Registration
        • Broker-Dealer FINRA New Member Application
      • Remediation
    • Governance Risk Compliance Software
      • Protect
      • Focus
      • Mobilize
      • Analyze
      • CAT Reporting
  • Our Clients
    • Our Clients
    • Broker Dealer
    • Exchanges / ATS
    • Investment Advisors
    • Law Firms
    • Additional Clients
  • What We Think
  • Contact Us