
SEC 2025 Exam Priorities: Compliance Strategies for Success
October 30, 2024
Understanding the SEC’s 2025 Examination Priorities On October 21, 2024 the Securities and Exchange Commission’s (SEC) Division of Examinations released their comprehensive 2025 Examination Priorities, developed through extensive consultation with other SEC divisions and informed by market events and industry feedback. The exam priorities present new challenges and opportunities for financial firms, signaling significant shifts […]










