Monitor
Monitor provides alerts and integrated workflows for your trade monitoring.
Alerts align your clients profile to activity and portfolio composition satisfying the fiduciary standards for RIAs and best interest (Reg BI) standards for Broker-Dealers.
Customize your Account, Client, Activity, Risk and Conflict alerts as your company evolves. Automate your Code of Ethics and compliance with watchlist and employee trade monitoring.
Our Process
Step 01
Kickoff
Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.
Step 02
Plan
We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.
Step 03
Execute
Oyster monitors and reinforces project goals while achieving project deliverables.
Step 04
Deliver
Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations