Monitor

Monitor provides alerts and integrated workflows for your trade monitoring.

Alerts align your clients profile to activity and portfolio composition satisfying the fiduciary standards for RIAs and best interest (Reg BI) standards for Broker-Dealers.

Customize your Account, Client, Activity, Risk and Conflict alerts as your company evolves. Automate your Code of Ethics and compliance with watchlist and employee trade monitoring.

Our Process

Step 01

Kickoff

Starting with key stakeholders and leadership, we make sure your project goals are understood and aligned to project deliverables.

Step 02

Plan

We customize your project timeline, scope and deliverables. We then translate these into key milestones for quality control and assurance.

Step 03

Execute

Oyster monitors and reinforces project goals while achieving project deliverables.

Step 04

Deliver

Whether it is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations