Monitor

Monitor provides alerts and integrated workflows for your trade monitoring.

Alerts align your clients profile to activity and portfolio composition satisfying the fiduciary standards for RIAs and best interest (Reg BI) standards for Broker-Dealers.

Customize your Account, Client, Activity, Risk and Conflict alerts as your company evolves. Automate your Code of Ethics and compliance with watchlist and employee trade monitoring.

Our Process

Step 01

Discover

We listen to your goals and priorities. We create transformative change by inviting a two-way discussion.

Step 02

Plan

We customize your project by creating a scope and timeline to deliver the best experience for your team.

Step 03

Implement

Oyster maintains consistent communication to monitor and reinforce project goals while completing project deliverables.

Step 04

Deliver

Whether your need is ongoing consulting or project based, Oyster will deliver a quality product that encapsulates your goals and expectations.