Cindy Rosen Senior Consultant 804.588.5089 vCard

Cindy has 32 years of industry experience related to re-engineering business processes, partnering with advisors to provide comprehensive client solutions, leading project and relationship management teams, training, sales and marketing. Cindy began her career with Wheat, First Securities in 1986; prior to joining Oyster, Cindy provided leadership to the financial advisor conversion/recruiting efforts at a regional level for Wells Fargo Advisors and its various sales channels.

Expertise

  • Executing and processing client mailings
  • Internal and external Communications Review (email/social media)
  • Outside Business Activity Review
  • Monthly Statement Review
  • Managing all aspects of opening offices in major markets, including real estate selection, technology, furniture and design, workforce training and resource planning
  • Developing marketing campaign materials (print)
  • Providing Financial Advisor recruitment guidance to brokerage managers
  • Developing recruiting strategies and enhancing lead flow
  • Re-engineering processes related to brokerage forms production, revision, delivery, regulatory records retention and storage solutions
  • Managing the development and centralization of processes directly related to expanding a regional firm’s national growth (Wachovia Securities);
  • Developing subject matter experts in key functional areas and streamlining communication processes

Career Highlights

  • Vice President, Regional Business Consultant, Sales and Recruiting, Wells Fargo Advisors, LLC, St, Louis, MO
  • Vice President, Senior Project Manager, Wachovia Securities, LLC, Richmond, VA
  • Vice President, Manager, Enterprise Corporate Services, Wachovia Securities, LLC, Richmond, VA
  • Vice President, Merger Relationship Manager, Wachovia Securities, LLC, Richmond, VA
  • Vice President, Manager, National Corporate Expansion, Wachovia Securities, LLC, Richmond, VA
  • Associate Vice President, Marketing Manager, Wheat, First Securities, Richmond, VA

Education, Accolades and Industry Commitments

  • M.M., University of Phoenix Online (while working full-time)
  • B.S., Mass Communications, Virginia Commonwealth University
  • FINRA Licenses – 7, 63
  • Professional Project Management courses