New FINRA Registration Categories

By oysterroot

New FINRA Registration Categories

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Article

Compliance Risk Concepts (CRC) Acquires Oyster Consulting 

The acquisition doubles the size and scope of the firm, providing added bandwidth, service verticals and professional capacity for the organization and its clients   NEW YORK – June [2], 2025 – Compliance Risk Concepts (CRC), an enterprise risk, compliance and business consulting firm for the financial services industry, has acquired Oyster Consulting, LLC (Oyster), a […]

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Stoplight represents AML surveillance, training and reporting

Podcast

AML Strategies for Surveillance, Training, and SAR Reporting

How to Strengthen Your Suspicious Activity Monitoring, SAR Filings, and Training Programs As AML scrutiny intensifies, regulators like FinCEN, the SEC, and FINRA expect more than boilerplate compliance.  In this episode of the Oyster Stew podcast, Oyster Consulting’s Ed Wegener and Bryan Jacobsen break down how firms can implement risk-based monitoring, tailor training for frontline […]

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Business exec at laptop represents operational resiliency

Blog

Beyond Business Continuity: Operational Resiliency as a Competitive Advantage

What Is Operational Resiliency in Wealth Management? In today’s rapidly changing environment, wealth management firms are under increasing pressure to ensure uninterrupted service delivery, protect client assets, and adapt quickly to unexpected disruptions. This is where operational resiliency comes into play. More than just a buzzword, operational resiliency represents a firm’s ability to prepare for, […]

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