CAT (Consolidated Audit Trail) Application

Oyster Consulting delivers clients industry expertise developed through practical consulting during the on-going implementation of the Consolidated Audit Trail (CAT).  Our consultants use their deep regulatory experience coupled with our Oyster Solutions CAT Application to provide firms what they need to meet and exceed their CAT reporting obligations. 

Reduce Costs & Save TimeA Partner, Not a Vendor
Efficient data analysis and repair saves
time while reducing risk, allowing you to
focus on other things.
Our industry experts work one-on-one with
our clients as they use the platform, helping
with rejections and corrections.

Quick changes to your customized
application avoid procurement and
reporting delays.

We provide compliance and operational consulting,
ensuring our clients get the most out of their

Consolidates CAT
reporting events,
error analysis and
validation data
into a central
Discovers errors,
linkage and gaps
between vendor
data and CAT
reported data

Graphic and
displays of data
enables quick
searching, sorting
and filtering

Allows rapid
individual and
bulk repairs that
cannot be done
through the

event and repair
files ready for
submission to

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See what our clients are saying:

Janney has found the CAT tool and our continued collaboration with Oyster Consulting to be vital in our ongoing efforts around surveillance and compliance with FINRA CAT.  They have shown themselves to be nothing short of excellent partners who strive to provide the utmost level of customer service to us. 

Janney Montgomery Scott, LLC

Without the Oyster Consulting team and the tool that they designed for Consolidated Audit Trail reporting, our firm would not have been as prepared for CAT reporting and ahead of the process as we are. The tool has met all of our needs and the Oyster team is able to act quickly to make modifications if necessary. 

BB&T Securities, LLC

In comparison to available competing CAT solutions Oyster was both more cost effective and delivered an equal if not greater amount of functionality.  Their partnership with us in improving the application in a very timely manner has been invaluable. We have also found great value in them coordinating joint calls with their clients so we can all collaborate as a Team.

DA Davidson & CO.