Dual Registrants

Hybrid RIAsA Dual Registrant is registered as both a broker-dealer and a Registered Investment Advisor (RIA). More and more, financial services firms are choosing this option, giving them the ability to run a fee and commission-based operation. Whether you are an existing broker-dealer, RIA, or just starting your journey to become a registered financial services firm, Oyster can help you start, run, grow and protect your firm. Oyster services include, but are not limited to:

The Oyster Difference

Oyster Consulting has a wealth of consultants who are experts in the areas of not only broker-dealers and investment advisors individually, but have significant experience in the dual registrant space. Oyster can help you start, grow, protect and run your dually registered firm.