Regulation Best Interest (Reg BI) Services

Reg BI

 

You’ve done the work…
Are you ready for the regulators?


Oyster Consulting prepares you for the comprehensive regulatory
reviews you can expect now that Reg BI is in place.


Assessment
We review conflicts and disclosures, and document risks

Testing
Oyster tests your compliance program to ensure
full implementation

Support
We offer customized training and ongoing support
Oyster Solutions software organizes your
compliance program to keep you on track

We provide peace of mind, ensuring your efforts will stand up
under the Reg BI regulatory microscope.

 

 

Additional Reg BI Resources

 

Podcasts

Related Blogs

 

Reg BI Compliance and “Reasonably Available Alternatives” – March 16, 2021

FINRA Expands Scope of Reg BI Reviews in 2021 – March 9, 2021

SEC Says No Delay for Reg BI, Offers Focus Areas for Firms – June 29, 2021

SEC Examinations that Focus on Compliance with Regulation Best Interest – April 23, 2020

SEC Examinations that Focus on Compliance with Form CRS Requirements – April 16, 2020

Reg BI and Form CRS: Compliance Still Expected by June 30, 2020 – April 2, 2020

SIFMA Regulation Best Interest Vendor Forum – Where Are We Now? (161 days to Implementation!) – January 21, 2020

Is Your Compensation Structure Ready for Reg BI? – January 8, 2020

FINRA’s Reg BI Conference: What You Need to Know – December 19, 2019

SEC Posts Form CRS FAQs – December 18, 2019

Compliance Procrastinators: With 2020 Compensation Planning Heating Up – Now is the Time to Make Sure Reg BI is Fully Understood – September 17, 2019

SEC Adopts Reg BI – June 6, 2019

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