Regulation Best Interest (Reg BI) Implementation
SEC Commissioner Hester Peirce has warned broker-dealers
to prepare for a “massive implementation” process for Regulation BI
Or, you could call Oyster Consulting.
Our experienced industry practitioners will:
Our consultants are broker-dealer experts.
We will help you assess the steps to comply, organize an efficient and effective
implementation process, and execute the requirements in the least disruptive way for your business.
Additional Reg BI Resources
SEC Adopts Reg BI – June 6, 2019
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