Digital Asset Services
Digital assets and the distributed ledger technology behind them have the potential to completely change the way financial products are created, distributed, and traded.
Since Bitcoin was introduced in to the marketplace in 2008, the number of digital assets and the volume of transactions have increased at a breathtaking pace. Regulators and compliance professionals are working hard to apply rules and regulations designed for traditional assets to these exotic, evolving instruments.
Oyster Consulting can help firms view the opportunities and risks associated with digital assets from a strategic, operational, and compliance standpoint for the emerging digital asset industry and existing broker-dealers and RIAs:
|Anti-Money Laundering||New Product Review|
|Continuing Membership Application||Policies and Procedures|
|Clearing / Reporting||Regulation Best Interest|
|Custody Possession and Control||Risk Assessment|
|Form ADV/CTA Amendments||Suitability|
|Market Access 15c3-5||Reporting|