Oyster LLC Logo

Consulting Outsourcing Software

804.965.5400
4128 Innslake Dr.
Glen Allen, VA 23060
MENU
  • Home
  • About
    • Overview
    • Our Story
    • Locations
    • Consultants
    • Leadership
    • Relationship Managers
    • Support Staff
    • Oyster Consulting (Bermuda) Ltd.
  • Practice Areas
    • Governance, Risk & Compliance
    • Operations & Technology
    • Trading & Markets
    • Finance & Accounting
    • Strategic Planning & Execution
    • Expert Witness and Litigation Support
  • Our Clients
    • Banks
    • Broker-Dealers
    • Exchange Services
    • Hedge Funds/Private Equity
    • Insurance Companies
    • Investment Advisors
    • Law Firms
    • Trust Company Services
  • News
    • Industry Hot Topics
    • Oyster Blog
    • Events
    • Podcasts
    • Publications
  • Solutions Software
  • Contact
    • Employment
  • Home
  • ›

5 Action Items for the New Marketing Rule for Investment Advisors

Posted on January 6th, 2021 by Buddy Doyle

The Securities and Exchange Commission released its final version of the modernized Marketing Rule under the Investment Advisors Act on December 22, 2020.

REQUEST A CONSULT

FEATURED CONSULTANT

Joe Turner,Senior Consultant

Joe Turner specializes in compliance with a concentration on conducting and managing branch exams and surveillance.

› LEARN MORE
logo

LOCATIONS

LOCATIONS

Back To Top

Always on the lookout
for top talent.

UPLOAD YOUR RESUME
  • Oyster Consulting LLC © 2014-2021

  • 4128 Innslake Dr. Glen Allen, VA 23060
    Privacy Policy
  • Web Design and Maintenance by Impression Marketing