SIFMA Compliance & Legal Annual Seminar

Oyster is proud to be a sponsor of the SIFMA  Compliance & Legal Annual Seminar.  Stop by Booth #403  – our consultants would love to learn more about your firm, and you can discover how Oyster can help. For 52 years, SIFMA’s C&L Annual Seminar has served as the preeminent event for compliance and legal… READ MORE

SIFMA Regulation Best Interest Vendor Forum – Where Are We Now? (161 days to Implementation!)

Last week, SIFMA hosted a sold-out Reg BI Vendor Forum at its New York Conference Center and Oyster’s consultants attended to receive the most up-to-date information on how our competitors are handling the challenges and client concerns.  This was not a conference where regulators explain their expectations, but industry professionals and vendors discussed dealing with… READ MORE

SIFMA Regulation Best Interest Seminar

Oyster Consulting General Counsel Patrick M. Dennis will be attending SIFMA’s Reg BI Seminar. The program will provide insight into the final rule and related actions and feature SEC Commissioner, The Honorable Hester M. Peirce; SEC Directors from the Trading and Markets Division and the Investment Management Division; and panel discussions. Patrick M. Dennis has… READ MORE

SIFMA C&L Society St. Louis Regional Seminar

Oyster’s General Counsel Patrick M. Dennis will be attending the SIFMA C&L Society St. Louis Regional Seminar on June 18th. Patrick M. Dennis has been involved in the securities industry for over 30 years. Previously, Patrick was a Senior Vice President and Assistant General Counsel to Wachovia Securities, LLC (now Wells Fargo Advisors), or its… READ MORE

Nikki Brinkerhoff Attends SIFMA Diversity & Inclusion Conference

Oyster Associate Director Nikki Brinkerhoff will be attending the SIFMA Diversity & Inclusion Conference in New York. SIFMA’s Diversity & Inclusion Conference brings together business executives, human resource professionals and diversity practitioners to explore how we can promote diversity, inclusion and parity to shape our workforce and serve our clients.  Learn the latest strategies and… READ MORE

Associate Director Bill Reilly Attends SIFMA C&L Society Breakfast

On January 25, 2019, Oyster Associate Director Bill Reilly will be attending the SIFMA C&L Society Breakfast in St. Petersburg, Florida. Bill leverages his examination expertise and relationships with state and federal regulators and self-regulatory organizations to guide broker-dealers and investment advisers through both proactive and reactive regulatory processes and compliance issues. Among others Bill… READ MORE

Attending the SIFMA Compliance & Legal Regional Seminar

Oyster Consulting Associate Director Jill Bening will be attending the SIFMA Compliance & Legal Regional Seminar in St. Louis, MO on June 20, 2017. Jill is an experienced Compliance professional that brings over 15 years of practical compliance application perspective and insight. Jill has worked in the Compliance divisions of both small and large regional… READ MORE