Zoom – Firms Should Conduct a Risk-Based Assessment Before Implementation

As many firms have started heavily leveraging remote conferencing systems to maintain business continuity during this COVID-19 outbreak, Zoom has seen a sudden rise in popularity and an equally sudden rise in cybersecurity concerns.  There are many reports detailing both the lack of available protections and the implementation of those protections by firms.  Zoom has… READ MORE

New Podcast: 2020 Exam Priorities, Part 3

This week’s episode of Oyster Stew is Part 3 in a series discussing the SEC and FINRA 2020 Exam Priorities Letters.  Oyster Consulting CEO Buddy Doyle, Director Evan Rosser and Consultant Joe Turner talk about Technology and Cybersecurity, Business Continuity Plans, Cash Management and Bank Sweeps. Oyster provides free resources such as podcasts and blogs, as well a… READ MORE

FINRA Notice – Heightened Terror Threat Risk

Last week FINRA posted a Notice to members outlining steps firms may consider taking to be prepared and respond to cyberattacks and other business disruptions.  The Notice was prompted by a Bulletin issued by the Department of Homeland Security (DHS), which noted that Iran and its partners have demonstrated the intent and capability to conduct… READ MORE

New Podcast: The NIST Privacy Framework

NIST (National Institute of Standards and Technologies) published in January 2020 its Privacy Framework, “a voluntary tool developed in collaboration with stakeholders intended to help organizations identify and manage privacy risk to build innovative products and services while protecting individuals’ privacy.”  In this week’s Oyster Stew podcast, Oyster Consultant Tim Buckler explains what the Privacy… READ MORE