Senior Consultant Bob Tuch Publishes Senior Safe Act Article

Oyster Consulting Senior Consultant Bob Tuch recently contributed his article, “Protection of Seniors from Financial Exploitation – Congress Enacts the Senior Safe Act” to Practical Compliance & Risk Management for the Securities Industry, a Wolters Kluwer publication.  The Senior Safe Act provides immunity from liability to covered financial institutions and certain employees and representatives of… READ MORE

Passage of the Senior Safe Act Will Provide Protection for Senior Investors

The Senior Safe Act (SSA) has been signed into law to provide protection for senior citizens from financial exploitation.  The SSA is designed to enable investment professionals and others to work more effectively with law enforcement officials by protecting them from liability when suspected financial exploitation is reported under the circumstances described below. The SSA… READ MORE

Attending FSDA Industry Outreach Program

On October 6, 2016 Oyster Associate Director Bill Reilly will be attending the FSDA Industry Outreach Program. Bill assists industry firms with developing Written Supervisory Procedures (WSPs) for broker-dealers and Policies and Procedures (P&Ps) for investment advisers, as well as providing in-house firm training for dealing with vulnerable adults and senior clients. Included in these… READ MORE