Wondering what is happening with the DOL Fiduciary Rule? Want to know what other firms are doing? Oyster Consulting is committed to helping the industry be prepared. Join our 45-minute webinar on November 8, 2017 as our experts discuss these and other topics: The status of the latest DOL delay request How RIAs have… READ MORE
Are you struggling to get your arms around the June 9th implementation of the DOL Fiduciary Rule? Oyster Consulting is committed to helping the industry be prepared. We would like to invite you to ask the experts your questions. Register Now for this webinar, to be held on Thursday, June 1st at 3:00 pm EDT…. READ MORE
The Department of Labor (DOL) has proposed to delay the applicability date of its fiduciary rule by 60 days. The new compliance date and the beginning of the transition period under the proposed delay is June 9th. Even with a delay, numerous questions remain and nobody knows for sure what June 9th will bring. Join… READ MORE
On April 6, 2016, the U.S. Department of Labor (DOL) released its final regulation (DOL Rule) defining the circumstances under which a financial professional will be deemed to be a fiduciary. The DOL Rule has expanded the definition of fiduciary advice and has created the best interest contract exemption (BIC Exemption) as the primary… READ MORE
On April 6, 2016, the U.S. Department of Labor (DOL) released its final regulation (DOL Rule) defining the circumstances under which a financial professional will be deemed to be a fiduciary. Among the steps that firms should be taking are preparing education and training plans for advisors/representatives, staff and clients. Please join us for… READ MORE
On April 6, 2016, the U.S. Department of Labor (DOL) released its final regulation (DOL Rule) defining the circumstances under which a financial professional will be deemed to be a fiduciary. Among the steps that firms should be taking are preparing education and training plans for advisors/representatives, staff and clients. Please join us for an… READ MORE
On October 6, 2016 Oyster Associate Director Bill Reilly will be attending the FSDA Industry Outreach Program. Bill assists industry firms with developing Written Supervisory Procedures (WSPs) for broker-dealers and Policies and Procedures (P&Ps) for investment advisers, as well as providing in-house firm training for dealing with vulnerable adults and senior clients. Included in these… READ MORE
