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First Steps When Considering Digital Assets: Understanding the Regulatory Framework

Posted on November 10th, 2020 by Ed Wegener

It is a familiar issue. Innovation moves at lightning speed while regulators try to apply existing rules to products and technology never contemplated when the rules were enacted. By the time regulators succeed, the goalposts have moved. It is a frustrating but necessary dance. The industry wants to innovate, and regulators want to protect. This… READ MORE

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Theresa Muller,Director

Theresa is a compliance professional with experience in the financial services industry specializing in regulatory compliance and risk management for investment advisors, hedge funds and fund of funds

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