2020 NASAA Virtual Annual Meeting

Join Oyster Consulting Associate Director Bill Reilly at the 2020 NASAA Virtual Annual Meeting.  Topics will include: Reg BI: Two Months In – Is This Standard Delivering on Its Promise? Recent Developments in Corporation Finance Ensuring Quality Advice in Uncertain Times: Continuing Education and Evolving Fee Models Protecting Seniors During Times of Increased Social Isolation… READ MORE

FMA – 2020 Securities Compliance Seminar

 Oyster Director Nikki Brinkerhoff will be speaking at the FMA 2020 Securities Compliance Seminar, April 29-May 1, 2020.  This seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants, and program discussions and workshops are structured… READ MORE

SIFMA Operations Conference & Exhibition

  Visit Oyster Consulting at Booth 203 or connect with our attendees at  SIFMA’s 47th annual Operations Conference & Exhibition.  This conference gathers operations, technology and regulatory leaders from across the securities industry for three days of discussions, addressing the industry’s most critical priorities. Whether you are considering exploring your clearing options, changing from self-clearing to fully-disclosed (or vice-versa), starting… READ MORE

SIFMA Compliance & Legal Annual Seminar

Oyster is proud to be a sponsor of the SIFMA  Compliance & Legal Annual Seminar.  Stop by Booth #403  – our consultants would love to learn more about your firm, and you can discover how Oyster can help. For 52 years, SIFMA’s C&L Annual Seminar has served as the preeminent event for compliance and legal… READ MORE

FINRA Regulation Best Interest Conference

Oyster’s Patrick M. Dennis, Evan Rosser and Nikki Brinkerhoff will be attending FINRA’s Reg BI conference on December 18, 2019. FINRA’s Regulation Best Interest Conference is a one-day event designed to bring regulators, executives and industry practitioners together to learn more about Regulation Best Interest (Reg BI). Patrick M. Dennis has been involved in the securities… READ MORE

Oyster Sponsors 2019 NSCP National Conference

Oyster Consulting is a sponsor of the 2019 NSCP National Conference, October 21-23, in Baltimore, MD.  Oyster’s CEO, Buddy Doyle will also be speaking on the 2019 Regulatory Priorities & Best Practices (Intermediate) panel.  This session will focus on OCIE’s 2019 examination priorities against a risk-based approach to: promoting compliance, preventing fraud, identifying and monitoring… READ MORE

IA Compliance – Mastering Emerging Challenges

Oyster’s General Counsel Patrick M. Dennis and Senior Consultant Preeti Gupta will be attending the 2019 IA Compliance: Mastering Emerging Challenges Conference on September 16 in Philadelphia, PA.  The conference includes: The latest on regulatory initiatives being hatched by the SEC. Strategies to ensure you’re ready for your next OCIE exam. Effective techniques to spot… READ MORE