“Regulation AT” – What You Need To Know About the CFTC’s Proposed Rules for Algorithmic Trading

The Commodity Futures Trading Commission (“CFTC”) on November 24, 2015, unanimously approved a series of proposed risk controls, transparency measures, and other safeguards to “enhance the regulatory regime for algorithmic order origination and electronic trade execution on U.S.-designated markets (“DCMs”) but not on swap execution facilities (“SEFs”).” These proposals, which are set out in a… READ MORE